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Micro- and Nanomechanics

Overview  
Acoustic Manipulation of Micro-sized Particles and Cells
Vertically Actuated Micromirrors for Infrared Detectors  
Microfluidic System for Nanoparticle Handling
Dosage of Fluids by Means of Mechanical Wave Propagation
Size Effects in Thin Copper Foils
Research on Microsystems Technology (also: MEMS)
Gyroscope with Double Clamped Si Beam as Vibrating Mass
Nanosonics: Laser-based Ultrasonics at the Nanometer Scale
Mechanical Properties of Microstructures

 

Overview

Author: Jürg Dual

Micro- and nanomechanics are concerned with the modelling, design, fabrication and application of three-dimensional structures and systems with dimensions in the range of micrometers and below. These systems incorporate a number of interesting features: The classical fabrication methods of micromachining are extended by those developed in the semiconductor industry during the passed decades. Different quantities scale differently when moving from large to small structures demanding new models to describe the physical behaviour observed on a small scale.

Devices used to perform a certain function and found to be optimal for the macroscopic scale are replaced by others exploiting various physical effects suited to the microscopic world.

Last but not least, the limits of classical continuum mechanics have to be explored and extended. New methods need to be developed in order to quantify bonding properties between different layers, residual stresses which are caused by manufacturing processes as well as the elastic constants itself, just to mention a few examples.

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Acoustic Manipulation of Micro-sized Particles and Cells

Authors: Stefano Oberti, Dirk Möller, Thomas Schwarz, Dr. Jingtao Wang
Research group: Jürg Dual

The contactless handling of micro-particles and cells bypasses the problems of adhesion and possible damage to microstructures incurred by contact methods. The principle of using ultrasound to simultaneously position large number of particles and cells (sizes ranging from 10 to 100μm) without the need of prior localization has been demonstrated. By setting up a standing pressure field in a cavity excited to vibration by means of piezoelectric transducers, particles and cells can be positioned in 1 (lines), 2 (clumps) and 3 (levitated clumps) dimensions. Furthermore, it is possible to subsequently displace the cells with micrometer accuracy, by altering the sound field. A wide spectrum of devices, of both macroscopic and microscopic sizes, has been built for these tasks.

Fig. 1: Micromachined fluidic devices for 1D (left) or 2D (right) positioning of particles. The fluidic cavity is 200μm deep in both cases.

On the other end, the locations where particles are trapped once a standing pressure field is setup within the fluid, as well as the excitation frequency at which this occurs, can be predicted by means of FE-simulations.

Finally, research is done on the combined use of acoustic manipulation and other manipulation techniques (e.g. mechanical gripping with micro-grippers).

Fig. 2 (double-click to enlarge): Sequence illustrating the combined use of acoustic manipulation and mechanical gripping. (a) Particles (74 μm) randomly distributed in a channel (1mm wide, 200 μm deep) are positioned along its centerline by the use of acoustic forces (b), before being removed from it for further handling by means of a microgripper, after the acoustic field has been removed (c). After turning the acoustic field on again, particles are repositioned for the next removal process (d).

Detailed information is available on the Micromanipulation web pages.

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Vertically Actuated Micromirrors for Infrared Detectors

Author: Niels Quack

Research group: Jürg Dual

Infrared detectors can be enhanced by cavities delimited by mirrors on both sides. Incident electromagnetic waves at a wavelength of the cavity length undergo multiple reflections, they resonate in the cavity. Radiation at this wavelength will pass several times a detector diode placed inside the cavity. At the selected wavelength, the sensitivity of such a device is thus much higher than in conventional detectors.

In order to tune the detection wavelength, the cavity length has to be modulated. The aim of this project is to design and fabricate an electrostatically actuated micromirror (Fig. 1) for such a novel tunable Resonant Cavity Enhanced Detector (RCED) in the near infrared domain with a high quantum efficiency over a large bandwidth.

Fig. 1: Resonant Cavity Enhanced Detector working principle showing the Micro-Electromechanical Mirror.

Typical mirror displacement lengths are in the size of the wavelength to be detected, in our case up to several microns. The vertical movement demands a very elastic suspension for sufficiently low actuation voltages while keeping mechanical stability of the device. An example of such a suspension design is shown in Figure 2.

Fig. 2: SEM-Micrograph showing the backside of a silicon micromirror with actuation electrodes.

The applications of such infrared detectors are multiple, such as gas sensing and infrared spectroscopy.

The tunable RCED is developed in collaboration with the ETHZ Laboratorium für Festkörperphysik. The project receives funding from the Gebert Rüf Stiftung.

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Microfluidic System for Nanoparticle Handling

Author: Daniel Bächi

Research group: Jürg Dual

We developed a microfabricated system, which uses a new handling method to manipulate very small particles in fluids (see picture below). Such a mechanical system is ideally suited for the preparation of samples containing particles, e.g. body fluids, and for the manipulation of cells or bacteria contained therein. The system has means for both manipulation and detection of particles with sizes of up to two micrometers. During the work on the system, models were developed to predict the system performance. These models showed excellent agreement with the experimental data.

I consider clinical diagnostic testing to be the most interesting application for the developed technology, especially “point of care” testing. The benefit of having immediate test results at every patient’s bed is obvious. Nowadays, only a few such tests are available and they are all based on chemistry, which is limited to very few applications. The goal is to perform the more complex processes as in the large centralized labs of today in a “lab on a chip”. These micro-labs will thus have to work with bodyfluids, i. e. particles in fluid suspension. The particle handling is a crucial part of such a system.

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Dosage of Fluids by Means of Mechanical Wave Propagation

Author: Frank May

Research group: Jürg Dual

This project is the direct continuation of the MINAST-project "micropipetting device with integrated sensors". The motivation is to supplement a pipetting device for medical analysis with a possibility for contact free release of drops in the nanoliter range. Additionaly a new method of liquid level detection (LLD) will be developed as well

 

The contact free release of drops shall be achieved by using the wave propagating properties of a pipetting needle. Simulations of the wave propagation are performed to obtain this aim. The actuator that is used to for LLD will be developed. This new method of LLD, which is based on resonant vibrations, must also work reliably in present problem cases, where the fluid surface is covered with foam and the fluid container is closed with a cap.

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Size Effects in Thin Copper Foils

Author: Gerd Simons

Research group: Jürg Dual

My thesis deals with the characterisation of deformation mechanisms in thin copper foils. The goal of my work is to determine the length scale at which there is a transition from classical macroscopic material behaviour to “microscopic” material behaviour and to describe it by means of appropriate theories (e.g. continuum mechanics, dislocation theory).

The methodology to study size effects experimentally is the following: Tensile tests are performed on small copper beams of varying thicknesses which are geometrically similar and possess a comparable microstructure (e.g. texture, grain size). This is done to isolate the influence of the thickness from other deformation determining sources. The online strain measurement is performed optically by means of an image matching algorithm, the force is measured by means of a balance.

This project is carried out in cooperation with Prof. Jürgen Villain (University of Applied Sciences Augsburg, Labor für Werkstoffe der Mechatronik und Elektrotechnik).

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Research on Microsystems Technology (also: MEMS)

Author: Udo Lang

Research group: Jürg Dual

My research interests focus on microsystems (or: Micro-Electromechanical Systems, MEMS). Recently such microsystems have seen widespread applications in automobile industry and medicine. Examples include accelaration sensors for airbags and drug delivery systems.

During a two years stay at the MEMS Lab (Prof. Böhringer) of the University of Washington, Seattle, I participated in a project on BioMEMS. The goal was to design intracellular neuronal recording systems. These devices allow for implantation of sensors into live, freely behaving animals. First results were presented at the Transducers 01 in Munich [1].

Another field of interest are polymers in microsystems technology. In the last couple of years huge progress has been made towards integrated circuits made out of conducting and semiconducting polymers. This approach offers the advantage of cheap roll-to-roll fabrication and therefore cheap electronics on flexible and even transparent substrates. Potential applications include RF tags and electronic papers (by using OLEDs). Our idea is to combine plastic electronics and mechanical parts made out of polymers to a new kind of MEMS devices.

Thin film transistor made out of polymers (www.plasticlogic.com)

[1]: Y. Hanein, U. Lang, J. Theobald, R. Wyeth, T. Daniel, A.O.D. Willows, D.D. Denton, K. Böhringer, Intralcellular Neuronal Recording with High Aspect Ratio MEMS Probes, in:
Proceedings of the 11th International Conference on Solid-State Sensors and Actuators, 2001, p.386

 

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Gyroscope with Double Clamped Si Beam as Vibrating Mass

Author: Stefan Blunier

Research group: Jürg Dual

For online screening of the position of a moving object, satellite based systems (GPS) in combination with "on board" navigation is mandatory. GPS allows position detection in space while on board sensors have to detect the orientation of the object. Traditionally rotations are measured with gyro-compasses. Because of their big size and high energy consumption, a strong interest in miniaturized inertial sensors exists. The smallest are built in MEMS (Micro Electro Mechanical Systems) technology and are based on the influence of Coriolis force on a vibrating system. The mechanical part is built as microstructure in single crystalline silicon and the electronics can be integrated in CMOS technology on the same silicon chip.

In our project we make use of a special patented electronic circuit (PCT/EP95/00761) to overcome the problem of electrical cross talk in microstructures. The electronics allows to use the same transducers as actuators and sensors.

The intention of the project is to realize a low cost gyroscope which allows insertion into mass products. Therefore the design and the manufacturing process are kept as simple as possible. The mechanical structure is built in SOI (Silicon On Insulator) technology. The use of three photolithographies only and an anodic bonding step keeps manufacturing costs low.

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Nanosonics: Laser-based Ultrasonics at the Nanometer Scale

Authors: Dieter M. Profunser, Jacqueline Vollmann

Research group: Jürg Dual

The goal of this project is the characterization of microstructures, MEMS devices, and thin films geometrically and mechanically in a rapid, non-contact, and non-destructive manner at high lateral resolution. Furthermore the quantitative measurement of structural properties, like residual stresses, bonding, and discontinuities of the acoustic impedance lie within the scope of the project.

The smaller the structures to be investigated are, the higher is the demand for very short acoustic wavelength in order to achieve reasonable resolution. Short Laser pulses represent an excellent - not to say the only - way to excite and detect mechanical waves of several 10 nm wave length thus providing access to 'small scale ultrasonics': Nanosonics. The laser pulse width amounts to 70 fs.

The basic principle of the technique consists of a thermoelastically induced acoustic pulse, which propagates perpendicular to the surface of a planar structure until it encounters a discontinuity of the acoustic impedance causing the pulse to be partly reflected and partly transmitted (see Figure 1).

Figure 1

Since the optical reflectivity coefficient is strain dependent, the reflected and/or the transmitted acoustic pulse cause a slight change of the optical reflectivity at the surface of the specimen, which is detected optically. Thus the time of flight of an acoustic pulse can be measured and once the speed of sound is known the thickness of the film can be determined. For metallic layers the achievable resolution amounts to few nanometers.

The technique requires a precise handling of the time shift between the excitational pulse and the measuring pulse. Therefore the pulsed laser beam is split into a pump beam and a weaker probe beam. Both beams follow different paths and the pump beam path has a variable length, thus the time shift between two corresponding pulses is controlled by the variable optical path and the optical reflectivity at the surface is scanned relative to the time of the arrival of the pump pulse.

Figure 2 shows the experimental set-up and the measurements of the optical reflectivity of a three aluminum films on a sapphire substrate having three different thicknesses. A typical reflectivity curve is dominantly governed by the thermal reflectivity change with the superimposed effects of the arriving echoes at the surface.

Figure 2

Beyond the application in the field of Nondestructive Evaluation several engineering applications involving wave propagation phenomena in the order of 10 nm wavelength are currently developed.

More Information: http://www.zfm.ethz.ch/e/nanosonic/

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Mechanical Properties of Microstructures

Authors: Jürg Dual, Edoardo Mazza, Gilbert Schiltges, Dirk Schlums

(from the 1998 brochure)

 

Introduction

The purpose of the present studies is to determine the mechanical properties of the materials used for the fabrication of micrometer-sized structures. The knowledge of design parameters, such as strength and elastic constants, allows to define the critical loading conditions for microstructures. Moreover, the variation of the mechanical behaviour with respect to macroscopic structures as well as the influence of manufacturing processes and conditions is investigated.

New experimental techniques have been developed, and conventional models based on continuum mechanics have been extended for the evaluation of the test results. The same material parameters are measured using different experimental techniques. The good agreement between these different techniques ensures their reliability as well as the reliability of the evaluation models.

Specimens

Samples made of low doped single crystal silicon (SCSi), nickel or nickel-iron alloys have been investigated. In figure 1 a SCSi and a metallic sample are shown. They consist of two plates (approximate dimensions in the plane 5x5 mm2) connected by a microbridge, which is the actual testing region. In the specimen design several requirements had to be satisfied: feasibility of the microfabrication, avoidance of microbar breakage before testing, possibility of specimen clamping into the testing machine, detection of internal stresses due to the fabrication process.

The silicon samples have been fabricated using photolithography and wet etching in the clean room facilities of the Institute of Mechanics. The testing region has approximately the following dimensions: 50x50x300 mm3.

The metallic samples were produced in a cooperation with the IMM (Institute of Microtechnology, Mainz, Germany). With the LIGA (for Lithographie, Galvanik, Abformung) technique it has been possible to fabricate metallic specimens with the same design as for the silicon samples. Different sizes of testing regions have been realized, with the following dimensions: width 20...40 mm, thickness 100...200 mm, length 300 to 1000 mm.

The samples were analysed with the light optical microscope and with SEM to detect possible defects and with a scanning optical system (UBM) to precisely define the geometry. Microstructures for internal stress detection are present in the sample. Their deformation is not detectable with optical microscope measurements. Therefore, the internal stresses in the specimens tested are considered to be negligible.

A special procedure with appropriate devices has been created in order to handle the samples during the test preparation, avoiding damages of the testing region. In particular, the protective frame which connects the two plates must be removed before performing the experiments. This is carried out with the so called micro-work-bench.

Figure 1: Silicon sample (left) and LIGA sample (right)

Vibration Test

As has been shown in torsional tests, the metallic specimens may show an anisotropic behaviour. To study this behaviour in further detail, nondestructive resonance experiments were carried out, during which the resonance frequencies of the samples as well as the corresponding mode shape were determined (see Figure 1 ).

Figure 1: Resonance modes with dominating elastic constants ex­periment and simulation

To extract the intrinsic properties of the material, i.e. elastic moduli, from this data a numerical simulation has to be carried out. As can easily be imagined, it is of utmost importance to know the geometry of the samples. An error calculus shows that errors in dimensions have the biggest influence on the determined moduli. Mixed numerical, experimental techniques (MNET) which involve an iterative process allow the determination of four out of five elastic constants, if the material is assumed to be transversely isotropic. The working principle of MNET is shown in Figure 2 .

Figure 2: Mixed numerical experimental techniques to determine optimal parameters from resonance frequencies mi

Tensile Test

When both the elongation and the force are measured in the tensile test, Young's modulus as well as yield stress and strain, and strength can be determined. A microsample tensile test apparatus has been developed, which is schematically represented in Figure 1 .

The two plates are pulled apart so that the microbar is deformed in the axial direction until failure. The deformation is induced using a piezoceramical element (maximal displacement 30 mm). In order to realize large elongations (as occurring while testing metallic samples, due to the plastic deformation) a micrometer screw is implemented. The microbar axis is parallel to the gravitational field in the tensile test set-up. Therefore, the force can be measured with a very precise balance (resolution 10-5 N, maximum force measured: 12 N).

Figure 1: the microsample tensile test apparatus

During the experiment, the sample is observed with a microscope (Olympus SZH, Zoom Stereo Microscope, numerical aperture = 0.162, working distance ª10 cm, typical magnification: 128X). With a CCD camera, digital images of the testing region in the initial state (before the pulling process begins) and in the deformed state (during the tensile process) are recorded. By comparing these images the bar elongation at every stage of the tensile process can be measured. For this purpose the least square template matching (LSM) algorithm is used. In spite of the resolution limit of the optical microscope, the applied algorithm can resolve elongations down to 10 nm.

Figure 2: Stress-strain curves of a SCSi sample

In particular, no artificial target points on the sample are required and the results are not affected by any rigid body motion of the sample (which are separately estimated). This method has been tested to verify its reliability and precision.

Figure 3: Stress-strain curves of a LIGA nickel sample

In Figure 2 and Figure 3 stress-strain curves for a SCSi and for a LIGA sample are shown. These are the so-called engineering curves, in which the stress and strain values are calculated from the original dimensions of the testing region.

Elastic deformation and plastic deformation are present in the stress-strain curve of the metallic samples. In the following table, Young's modulus, yield stress, and strength of the LIGA samples are reported (the values correspond to the average of the results of four tests with each material).

4 experiments

Young's modulus

Yield stress

Strength

Ni

202 GPa

405 MPa

782 MPa

NiFe(50%)

119 GPa

730 MPa

1625 MPa

The values of Young's modulus from the vibration tests are in excellent agreement with those from the tensile test (differences of 1.5% and 3.5% for nickel and nickel-iron respectively). This is a very good confirmation of the presented testing methods.

The values for yield stress and for the strength are very high. For metallurgical pure nickel ("macroscopic"), the two values are found in handbooks to be 110 MPa and 345 MPa respectively. In the tests presented here, yield stress and strength are 3.7 and 2.3 times larger than these values, respectively. The nickel-iron alloy shows a strength which is comparable to that of the best construction steels (st­ainless, "maraging" steels) for macroscopic structures (strength ª2 GPa).

The SCSi samples behave elastically until failure. In the following table the average values of maximum force measured in the tensile test are reported. The stress is evaluated in the middle of the testing region.

14 experiments

Maximum force (N)

Maximum stress (GPa)

Average

2.47

0.586

Standard
deviation

0.075, 3%

0.018,3%

The standard deviation is very low. Considering the uncertainties in the specimen dimensions (2.2%), the standard deviation due to other errors appears almost negligible. This result was expected, since the tested material has a very regular lattice structure.

The maximum stress reported in the above table is not the failure stress for single crystal silicon: It is the ultimate axial stress in the middle of the testing region, whereas the maximum stress in the sample is located at the tip of the sharp notches, which are present at the extremities of the microbar (see Figure 4 ). In all experiments, failure originates at one corner and the crack bifurcates.

Figure 4: Fractured sample after the tensile test. The starting point of the crack and the (111) fracture surfaces can be seen.

This type of notch is very common in silicon microstructures and it is due to the anisotropic wet etching process. Therefore, the analysis of the stress concentration at the notch (which is omitted in most previous publications) is very important.

The radius of curvature at the corner has an order of magnitude of 1 nm. Local plasticity effects in single crystal silicon can be excluded. Thus, the calculation of the stress field around such a corner is a particular problem of fracture mechanics. The Stroh formalism has been applied for the solution of the anisotropic elasticity problem. Thus, the stress and strain fields at the notch tip (near field solution) has been determined. With the values of critical tensile load of several experiments (force=2.47 N 3%) and a suitable FEM model, the critical stress intensity factor for the present notch was calculated.

The critical stress intensity factor can be interpreted as a failure criterion: failure occurs when the stress intensity factor exceeds the critical value. However, this design criterion suffers from severe limitations. In fact, it is only valid for a specific wedge angle and for a specific loading mode. In this work a new failure criterion based on energy considerations is presented. This new criterion represents an attempt to overcome the limitations of the critical stress intensity factor design rule.

The strain energy in a surface layer at the notch is calculated for critical loading conditions. The fracture surfaces observed in the experiments correspond to (111) crystal planes. The comparison of the total strain energy with the energy required to form 2 new (111) crystal planes leads to the following empirical design rule: failure occurs if the amount of strain energy in a circular region of radius r=0.8 nm with centre at the notch tip exceeds the quantity of energy which is required to form 2 (111) crystal planes in the same region.

The proposed design criterion has the advantage that it can be applied for every notch (with arbitrary wedge angle) in SCSi and that it is not dependent on the loading case. The proposed design rule can be applied for the microgripper (see See Tactile Microgripper with Eye. ) and therefore leads to the critical values for the emergency stop of the Nanorobot.

Torsion Test

As in the macroscopic world, several kinds of tests have to be performed to be able to establish reliable failure criteria. An important experiment in this context is the torsional test, as it allows to validate or expand the criteria gained from tensile tests.

The experimental setup is a major challenge. The actuator part has to be able to apply pure torsion by minimizing errors due to bending. The sensor part is able to measure the resulting angle and torque, with a resolution of 0.03o and 0.3 mNm, respectively. A balance records the tensile forces occurring in the specimens during the experiments. Experiments have been performed on both silicon and metallic specimens. The resulting curves are shown in Figure 1 .

Figure 1: Torque/rotation diagrams for silicon and Ni specimens

A numerical simulation (see Figure 2 ), using finite element techniques, of the experiments in combination with an analytical analysis allows the determination of the governing elastic moduli, which in this case consist of two shear-moduli, as the material behaviour is considered to be transversely isotropic.

Figure 2: FE-model of LIGA specimen

In addition to the determination of elastic moduli, it is important to know the relevant failure criterion in order to have engineering design rules. For Ni specimens, which show an isotropic behaviour, it is possible to show that the von Mises yield criterion is in good agreement with the experiments. The anisotropic Ni-Fe alloys do not show the same behaviour. Their yielding point in torsion lies beyond the point predicted by von Mises, using the data from the tensile test and assuming an isotropic yield criterion.

Fatigue Test

Micromechanical structures often reveal defects or stress concentrations which can cause cracks to nucleate and propagate. Very small crack growth rates will lead to fatigue failure of dynamically loaded small-scale structures, thus a high sensitivity in crack depth measurements is necessary to monitor the crack propagation.

Fatigue crack growth measurements are performed by continuously determining the resonant frequency in vibrating microstructures, which is stabilized through a phase-locked feedback control loop. The precisely controlled resonant frequency is related to the crack depth by a nonlinear model based on fracture mechanics, hence crack growth can be monitored with respect to time with very high accuracy (see also chapter Impact and Fracture Mechanics).

Figure 1: Dimensions of LIGA specimens used for fatigue testing

The nickel-iron alloy samples (dimensions according to Figure 1 ) for the fatigue tests were manufactured with the LIGA-technique. Elastic parameters such as Young's modulus, the elastic limit, and shear moduli were previously determined with both, vibration tests and tensile tests.

Figure 2: Resonant frequency of the unnotched LIGA specimen (NiFe, 13% Fe) during a fatigue test

The structure is excited to bending vibrations utilizing a piezoelectric transducer. Considering the high stability in frequency the resolution of crack depth measurements is in the range of 10 nm. An example of the measured resonant frequency with respect to time for a LIGA-sample without a notch is given in Figure 2 . The crack nucleated and propagated in a cross-section about 20 mm below the transition from the upper plate into the microbeam (as indicated in Figure 1 ), i.e. the crack started in a region where the bending moment was expected to be largest

Figure 3: SEM photograph of the fracture surface of the notched specimen (500 x)

The SEM photograph of the fracture surface of the notched microbeam is shown in Figure . The dark rectangle represents the smooth side wall of the notch whereas the remaining portion of the crack surface can be divided into a region of fatigue crack growth and final rupture. The four horizontal lines within the region of fatigue crack growth mark off regions of different plane heights.

The fatigue testing technique and crack model originally developed for slender beams could easily be applied to microstructures after suitable transducers and sensors were selected.

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03/28/08 | Stephan Kaufmann | ZfM | ETH